Associate- Risk And Compliance
Job Description
Develop and lead a comprehensive program to manage key compliance and risk areas Identifying and assessing key risks and ensuring that overall risks within the firm are effectively identified and mitigatedCommunicate / present periodically to Senior Management and the Operating Committee of client on key Compliance activitiesWork closely with all business areas and control functions (Internal Audit, HR, Legal, Information Security) on business controls awareness and trends (include developing L1 Controls and periodic review / checks to ensure effectiveness of L1 controls)
Good To Have
Expertise of Compliance laws, rules, regulations, risks and typologiesBachelor’s Degree or equivalent, at least 4 years of experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereofStrong presentation skills with the ability to articulate complex problems and solutions through concise and clear messagingExcellent written, verbal and analytical skillsMust be a self-starter, flexible, innovative and adaptive
Education + Experience + Location
- Education:3, 4
- Experience: 4 to 7 year(s)
- Job Location: 6
Job Summary
- Published on: Apr 21, 2020
- Vacancy: 2
- Employment Status: Full Time
- Experience: 4 to 7 year(s)
- Job Location: 6
- Application Deadline: Apr 21, 2020
About the Company
- Company Name:Oxane Partners
- Company Profile:
- Technology-based solutions Provider for capital market players
